Experience

  • Compliance Officer

    at E-Global Trade & Finance Group, Inc

    March 2013 - at Present

    Rīga

    Responsibilities: -Ensuring that employer’s business activity fully complies with home jurisdiction’s regulatory obligations -Drafting and implementing internal procedures and policies, filing reports in accordance with the regulatory requirements -Filing suspicious activity reports and communicating with the Financial Investigation Unit of the home jurisdiction to improve the means of combating and preventing attempts of money laundering -Planning and coordinating company activities globally to ensure compliance with local regulatory restrictions. Achievements: Significantly improved and always keeping up to date KYC/CDD/AML procedures to ensure proper compliance with BVI regulatory requirements (3 consecutive successful audits by KPMG with no remarks) -Overseen US and UK FATCA smooth implementation and adherence -Developed and introduced annual continuous frontline employee obligatory AML and KYC training programs - Developed and introduced Complaints Resolution policy.

Languages

  • German Elementary

  • English Negotiation

  • Russian Native

  • Latvian Native

Followers (1)

Hives