Business Compliance Officer
at The Bank of East Asia
May 2018 - at Present
The Bank of East Asia (BEA) May 2018 - Present Business Compliance Officer - Business Compliance Department • Review of daily name screening reports of existing customers on PEP and Terrorist & other name lists. • Conduct name screening against name lists for pre-mature withdrawals. • Conduct investigations, analyse each instance timely for potential name match which may warrant additional research and escalate potential hits to Compliance. • Liaise with Business Unit & Compliance on AML/sanction hits till proper resolution. • Ensure escalation of alerts are properly handled and documented; manage daily production reporting. • Conduct KYC for customers from all business units. • Performing of Enhance Customer Due Diligence (ECDD) for medium and high risk customers. • Prepare Monthly Compliance Due Diligent Checklist (MCDC) for reporting to HQ.
at United Overseas Bank
November 2017 - May 2018
United Overseas Bank (UOB) Nov 2017 – May 2018 Contract Bank Officer - Group Wholesale Banking/Client Fulfillment Department • Conducted research and analysed public information for shareholder entity relationship to prepare data for collection. • Assisted in setting up SOP for the team, to ensure all work standards comply with the standard requirements. • Part of the KYC team that helped to clear Ongoing Due Diligent alert backlog in Detica. • Formalised the standard in clearing ODD alerts and drafted a department handbook on the steps to clear the alerts. • Extracted data from Excel spreadsheets and company search reports for distribution to other team members so that work can be done more efficiently. • Wrote Macro to spilt, re-name and save files into different folders.
Bachelor in Business (Economic and Finance) with Distinction
2015 - 2017 (2 years) Singapore
DIPLOMA IN BUSINESS INFORMATION TECHNOLOGY
at TEMASEK POLYTECHNIC
2010 - 2013 (3 years) Singapore