Senior Internal Control Manager
at ZhongAn Online P&C Insurance Co., Ltd
June 2018 - at Present
I Assisted in the implementation of the findings identified in the RCSA (Risk and Control Self-Assessment) report and responsible for the following-up on the control practice. I amResponsible for the design of authorization framework based on key business process under different perspectives, discovered key issues and proposed practical strategic project in different priority from organization structure, channels integration, mechanized mode optimization, operational integration, etc. I Assisted with the working group of Solvency II and assess the gap between company Operational Risk framework and CIRC SARMRA requirements. I Participated in the committee of ALM and assisted in the risk identification in management of assets and liabilities.I Summarized and analyzed the latest compliance and regulations published by regulatory departments like CIRC.
FDD Assistant Manager
at PricewaterhouseCoopers Consultants (Shenzhen) Limited, Shanghai Branch
June 2016 - June 2018
From June 2016, I worked as an assistant manager in Transaction Services of Deals department in PwC Shanghai, specializing in financial due diligence service for investors and target companies. Searched for potential targets on market places for investors, providing financial due diligences, modeling structure support, pre/post-acquisition support. Assisted with core financial due diligence, helping to identify key risks and potential deal breakers, assess the strengths and weaknesses of the business against industry benchmarks, and assist with the evaluation of the potential transaction in the context of their clients’ investment strategy.Analyzed detailed financial statement information including income statement, balance sheet, cash flow and key operational data. Synthesize and convert the data into meaningful information that is used to drive discussions with target management and drive observations and conclusions
Assurance Senior Associate
at Ernst & Young Hua Ming LLP
December 2015 - June 2016
During my employment period in Ernst & Young, I provided financial services for a number of banks and non-bank financial institutions including Bank of China, Banca Monte dei Paschi di Siena Spa Shanghai Branch, State Street Financial Group, Tebon Securities Co., Ltd , Tebon Innovation Capital and Tebon Fund etc.
Assurance Senior Associate
at PricewaterhouseCoopers Zhong Tian LLP
October 2011 - December 2015
During the period of PwC, I successively participated in the annual review and IPO audit of several listed companies. The client included Agricultural Bank of China (A & H shares) and Bank of Communications (A & H shares), Chengtou Holding Co., Ltd (A shares), Jingruis Holdings (H shares), etc. I have a deep understanding of the disclosure requirements and listing process and rules specialized in professional services to financial institutions, real-estate, pharmaceutical, information technology and manufacturing industries.
B.A. in Economics
at Shanghai University
2006 - 2011 (5 years) Shanghai Shi
Contribute to the audit process by leading / joining audit project teams to independently conduct comprehensive reviews and assessment of systems and control procedures and ensure high audit standards are maintained with a proper balance between risk and reward;
Provide an independent appraisal of the risk and the adequacy of risk management of the auditee through audit process; and escalate the significant issues relating to reputation, legal, credit, operational and compliance risks in the auditable entities when arise;
Ensure the quality of the audit service and ad hoc assignments and to improve the efficiency of audits;
Contribute to ensure that the Audit Team keeps up-to-date of the developments of the business function.
Maintain HSBC internal control standards, implement and observe Group Compliance Policy and maintain awareness of operational risk.