- Entry level
- No Education
- Salary to negotiate
Chief Controls Office GFDf - BI - 90199841
Primary Location:IN-Tamil Nadu-Chennai
Posting Range:20 Aug 2018 - 22 Aug 2018
Chief Controls Office GFDf-BI
This role will be within the CCO-GFDF- BI function and based in Chennai. The key responsibilities includes running SOX program, drive control review meetings, Conformance testing of Finance controls, help business in compliance with various policies & standards, assist in CFO attestations, Risk and Issue management, drive strong control culture across line teams trough trainings & workshops etc
o Assist in achieving SOX compliance in the Asia Pacific region, relative to ensuring that internal controls are present; scoping, identification of monitoring controls, and evaluating control effectiveness etc.
o Develop strong working relationships and regularly communicate with Business unit & infrastructure management
o Apply knowledge of control policies, standards and guidelines to assist with the oversight of implementation of the CFO Attestation requirements
o To support the periodic exercise around Comprehensive Capital Analysis and Review (CCAR) reporting and compliance. This includes review of internal capital adequacy assessment processes, and their individual plans to make capital distributions, such as dividend payments or stock repurchases
o Participate in the global scoping exercise to identify the critical financial statement accounts and key processes in scope for the Company, Regions and Business Units for annual SOX compliance.
o Stay abreast of Sarbanes Oxley regulatory changes and Promote the understanding of Sarbanes Oxley as a regulation, and communicate accountability for continuous monitoring, reporting and management of the risk (including attestations), as well as maintenance of the control environment.
o Complete quality assurance reviews and develop standards for the oversight of identifying / moving towards monitoring controls, moving towards self-assessments, gap identification and remediation, etc.
o Streamline SOX efforts in view of risks, and recent PCAOB guidance allowing companies to move towards leveraging monitoring controls already in place at the organization.
o Work on a number of special projects in the PC, FC, and Operations space to review and challenge existing policies and procedures. Additionally support Control Review Meetings and performing Conformance Testing.
o Degree / CA/CPA/ CISA with a minimum of hands on experience in Public Accounting /an Audit background
o Strong organizational skills and control awareness with attention to detail
o Proven track record for managing a SOX compliance effort, in global financial services firm , from detailed scoping to documentation and gap management
o Good PC (spreadsheet, access, PowerPoint and Microsoft Visio) skills
o Knowledge and understanding of the key accounting principles under IFRS as it relates to the investment banking industry.
o Minimal supervisory oversight and able to perform duties with minimal or no guidance
o Required to provide detailed analysis and information on complex queries/problems and communicate to stakeholders on proposed solutions and recommendations as part of Testing & Control Review Meetings.
o Clear and strong verbal and written communication skills
o Understanding of the investment banking industry mainly related to Product Control, Finance Control and Operations.
o Experience in a month-end or quarter-end financial close/external reporting focused reporting roles will be beneficial
o Eye for detail and exception track record in managing and resolving conflict situations
UsBarclays is a transatlantic consumer, corporate and investment bank offering products and services across personal, corporate and investment banking, credit cards and wealth management, with a strong presence in our two home markets of the UK and the US. Our goal is to become the bank of choice by providing superior services to customers and clients and supporting our stakeholders via a commercially successful business that generates long-term sustainable returns.
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About the company
Barclays moves, lends, invests and protects money for 48 million customers and clients worldwide.
We have over 325 years of history and expertise in banking. From our beginnings in Lombard Street, London through to the launch of the world’s first ATM and innovative mobile phone payments services, find out more about our achievements to date.
Barclays is a trading name of Barclays Bank PLC and its subsidiaries. Barclays Bank PLC is registered in England and is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. Registered in England. Registered No. 1026167. Registered office: 1 Churchill Place, London E14 5HP.