Job description

Requirements

  • Entry level
  • No Education
  • Salary to negotiate
  • Bangalore

Description

Operational Risk ConsultantWells Fargo & Company (NYSE: WFC) is a leading global financial services company with $2.0 trillion in assets and offices in over 37 countries. Founded in 1852 and headquartered in San Francisco, Wells Fargo provides asset management, capital raising and advisory, financing, foreign exchange, payments, risk management, and trade finance services to support customers who conduct business in the global economy. At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We also value the viewpoints of our team members and encourage them to be their best. Join our diverse and inclusive team where you will feel valued and inspired to contribute your unique skills and experience. We are looking for talented people who will put our customers at the center of everything we do. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. Learn more at our International Careers website .

Market Job Description

About Enterprise Global Services
Enterprise Global Services (EGS) enables global talent capabilities for Wells Fargo Bank NA., by supporting over half of Wells Fargo's business lines and staff functions across Technology, Business Services, Risk Services and Knowledge Services. EGS operates in Hyderabad, Bengaluru and Chennai in India and in Manila, Philippines. Learn more about EGS at our International Careers website.

Department Overview
Wealth and Investment Management (WIM) Business Control Executive - Operational Risk Control Team is responsible for the management of operational risk activities across WIM lines of business (LOB).
OPERATIONAL RISK CONTROL TEAM is the WIM program owner for a variety of operational risk programs, it monitors progress of risk mitigation action plans, administers the operational risk platform, informs WIM executives and Corporate Risk leadership of risks, exposures and trends and manages processes and projects in accordance with the Operational Risk Functional Framework and applicable policies.

About Role
The candidate will be required to:

- Understand the EUCT policy and relevant guidelines documentation

- Request and review evidence, artifacts, and process information to substantiate the required controls

- Evaluate the evidence for compliance to policy and potential deficiencies

- Interview owners regarding the details and nuances of their EUCT

- Complete a comprehensive checklist which indicates compliance or deficient condition to the control element, and recommend remediation

- Communicate findings and recommended remediation to relevant stakeholders

- Delivering consistent and quality documentation throughout all phases of the confirmation process, ensuring all record retention policies are in compliance for the executed reviews.

- Will need to assist in the preparation of weekly status and monthly Confirmation metrics for dashboard reporting.


Market Skills and Certifications

Responsibilities

- Understand the EUCT policy and relevant guidelines documentation

- Request and review evidence, artifacts, and process information to substantiate the required controls

- Evaluate the evidence for compliance to policy and potential deficiencies

- Interview owners regarding the details and nuances of their EUCT

- Complete a comprehensive checklist which indicates compliance or deficient condition to the control element, and recommend remediation

- Communicate findings and recommended remediation to relevant stakeholders

- Delivering consistent and quality documentation throughout all phases of the confirmation process, ensuring all record retention policies are in compliance for the executed reviews.

- Will need to assist in the preparation of weekly status and monthly Confirmation metrics for dashboard reporting.


Essential Qualifications

- University degree in Business or related discipline.

- 5 - 8 years of overall experience with 3- 5 years in the Controls Testing for a multinational financial institution preferably a bank.

- Must have broad knowledge of IT processes

- Must have experience in process review activity (control testing or IT audit).

- Must have superior verbal communication skills including the proven ability to negotiate solutions in challenging situations

- Must have demonstrated superior relationship building and relationship management skills

- Must have demonstrated strong technical writing skills including the proven ability to clearly document activities, processes and test results

- Must be proficient in Microsoft Office including but not limited to: Word, Excel, Visio, PowerPoint.


Desired Qualification


- Must have strong time management skills and the demonstrated ability to manage multiple tasks and meet deadlines with minimal supervision.


We Value Diversity

At Wells Fargo, we believe in diversity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national or ethnic origin, age, disability, religion, sexual orientation, gender identity or any other status protected by applicable law. We comply with all applicable laws in every jurisdiction in which we operate.

Region

APAC

  • excel
  • powerpoint
  • relationship
  • visio
  • word