Job description


  • Entry level
  • No Education
  • Salary to negotiate
  • Kuala Lumpur


Compliance Advisory
- Maintain vigilance over developments in the local regulatory environment to proactively manage the potential regulatory risk exposure of affected divisions/departments
- Advise business/support units on compliance laws, rules and standards, including keeping them informed of the developments in this area
- Educate staff on regulatory compliance issues and acting as point of contact for regulatory compliance queries from staff
- Perform gap analysis on new/revised guidelines issued by regulators and follow up on action plans
- Discuss and resolve with regulators on regulatory issues and areas requiring clarifications
- Develop solutions to address specific challenges faced by the Bank in regulatory compliance matters including impact assessments
- Keeping abreast of developing legislation
- Provide training on regulations
- To relief the compliance officers from the RCU team from time to time, when required.


- Proven experience of at least 8 years in legal, compliance, regulatory or consulting work preferably in the financial services industry.
- Degree from a recognized university or professional qualification in law, accounting or related field
- Excellent analytical and problem solving skills
- Good written and verbal communication, and presentation skills
- Self-starter who is able to prioritise and manage multiple work streams
- Researching and writing policies and position papers on targeted technical issues
- Ability to apply highly technical rules in a pragmatic and commercial manner
- Prior working experience as Compliance Officer, External Auditor or Internal Auditor in the financial services industry is a definite advantage

  • accounting