Job description


  • Entry level
  • No Education
  • Salary to negotiate
  • Wrocław


(Junior) Specialist in Compliance Surveillance # 123594Poland-Wroclaw-Wroclaw |   Full-time | Corporate Functions | Job ID 123594Legal & ComplianceEnglishCredit Suisse is a leading global wealth manager with strong investment banking and asset management capabilities. Founded in 1856, Credit Suisse has expanded to be a global force employing over 45,000 people in 50 countries. With new leadership, a new strategy and a streamlined global organization, we are set for growth. We partner across businesses, divisions and regions to create innovative solutions to meet the needs of our clients—and to help our employees grow. It is a high priority for us to continually invest in our employees by providing ongoing opportunities for training, networking and mobility. Join us and let's shape the future of Credit Suisse together.We Offer As a surveillance specialist you will be responsible for:

Reviewing and evaluating potential incidents of violation of specific local regulatory requirements or exchange rules using transactional (Trade Surveillance) and multiple communication channels (Electronic Communication Surveillance) monitoring tools.

Monitoring the Bank’s and Clients' trading activities on leading global stock exchanges (e.g. NYSE, HKEx, LSE, Euronext, SGX, ASX) across all asset classes.

Detecting potentially abusive trading activities (i.e. market manipulation attempts, market abuse or unfair treatment of Clients) and conducting independent investigation.

Co-managing specialized RegTech frameworks in Surveillance space: identifying risks and ensuring efficacy of current solutions, developing new models and routines with assistance from IT.

Maintaining solid relationships with high-level business partners around the world (e.g. Front Offices, regulators, Compliance Directors, Traders), supporting the deployment of activities and contributing to the development and reputation of the department.

Promoting awareness of applicable regulatory standards, upstreaming risks and industry best practice across the business and relevant support areas.

Acting as a liaison with internal and external control groups on compliance-related issues, as well as responding to audit requests.

Maintaining manuals and procedures relating to the Trade Surveillance program.
Open to discussing flexible/agile working.You Offer Your skills and qualifications will ideally include:

University degree in Finance, Economics, Law or related field, specialization in Capital Markets or Banking is an asset.

Past experience in professional trading-related positions will be an asset: Trading, Operations, Settlement, Trade Management, Trade Support, Sales, Risk Management, Product Control, Securities IT or other.

Awareness of the complexity of financial products and services, with a focus in securities trading will be an asset.

Understanding of the Trading and/or Banking industries and applicable global regulatory environment.

Proven track record of statistical analysis and tools development in Microsoft Excel, e.g. with VBA (or equivalent).

Familiarity with professional industry tools: Bloomberg, Thomson Reuters or equivalent will be an asset.

Proficiency in English.

Sound analytical skills and attention to details.

Very good written and verbal communication skills.

Being open-minded, highly motivated and committed to ongoing learning.
Our benefit

Private medical care

Life insurance

Pension plan

Charity days

Training and development

Internal Mobility
Other optional

Language training course


Family – nursery and kindergarten funding, gift vouchers for Christmas

Parking allowance

Health promotion: Multisport card, sporting events and groups within Credit Suisse (skiing trips, football team, running team, tennis training course etc.)

Employee discounts on various products and services (event tickets, consumer products, etc.)

Relocation package

Employee Referral Program

Flexible work schedule and working from home (home office)
If you apply for this role this means you agree with the following statement:
“Through my application for a role with Credit Suisse (Poland) sp. z.o.o. (the Company) I hereby authorize the Company to process my personal data for the purposes of job recruitment. Furthermore I declare that I am aware of the voluntary submission of data and I am informed about the right to access the data and the right to correct it, pursuant to the Personal Data Protection Act

About the company

Credit Suisse is a global financial services company providing Private Banking & Wealth Management services, and Investment Banking services and expertise, to companies, institutions and high-net-worth clients. We are active in more than 50 countries and employ over 46,000 people.

It’s our aim to build the bank of the future at Credit Suisse—to work as one integrated bank, servicing our clients across regions and businesses. It also means fulfilling our responsibility to help shape the global economy, and to make a difference in people’s lives.

We offer roles for experienced professionals and entry-level hiring programs in a variety of business areas. You will have the chance to make an impact from day one, and throughout your career with us, you will benefit from cross-business and international mobility opportunities.

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