Job description


  • Entry level
  • No Education
  • Salary to negotiate
  • Charlotte


Associate Compliance Analyst (Licensing)Brighthouse Financial is on a mission to help people achieve financial security. As one of the largest providers of annuities and life insurance in the U.S., we specialize in products designed to help people protect what they've earned and ensure it lasts. We are built on a foundation of experience and knowledge, which allows us to keep our promises and provide the value they deserve.

At Brighthouse Financial, we're fostering a culture where diverse backgrounds and experiences are celebrated, and different ideas are heard and respected. We believe that by creating an inclusive workplace, we're better able to attract and retain our talent, provide valuable solutions that meet the needs of our advisors and their clients, and deliver on our mission of helping more people achieve financial security. We're seeking passionate, high-performing team member to join us. Sound like you? Read on.

How This Role Contributes to Brighthouse Financial:
The Associate Compliance Analyst will be an independent contributor and part of the Licensing team that will be responsible for onboarding third-party brokers and processing and maintaining state insurance licensing, insurance company appointments, and FINRA registration information for Brighthouse employees and third-party brokers. The Licensing and Registration unit is dynamic and fast-paced, requiring exceptional multi-tasking skills to navigate through the many elements involved with the constantly changing state laws and securities regulations related to licensing.

Key Responsibilities:

- Assist with daily Licensing and Registration processing activities, including but not limited to broker onboarding, state insurance licensing, insurance company appointments, FINRA registrations, background checks, and training requirements
- Respond to calls and emails from customers and business partners regarding Licensing and Registration policies and procedures
- Interpret, explain, and apply regulatory and company guidelines as they relate to licensing, appointment and securities registrations
- Review and analyze producer credentials to ensure compliance with company and regulatory licensing, appointment, and securities registrations
- Ensure the timely and accurate delivery of Licensing and Registration support and services
- Provide excellent customer service support to internal and external customers and business partners
- Conduct research on cases requiring in-depth study and analysis

Essential Business Experience and Technical Skills:

- 3 - 5 years of relevant experience
- Commitment to accuracy, quality, and timeliness with a high level of attention to detail
- Excellent verbal and written communication skills with the ability to clearly and concisely communicate information to internal and external customers
- Demonstrated initiative and follow-up
- Problem solving and critical thinking skills in order to identify issues and recommend solutions
- Ability to interact and work collaboratively and constructively with various partners within the organization
- Strong PC and data analysis skills


Number of Openings:

  • broker
  • customer service