- Entry level
- No Education
- Salary to negotiate
Quality Assurance Compliance Review Officer # 116998United States-NC-Raleigh | Full-time | Corporate Functions | Job ID 116998Legal & ComplianceEnglishCredit Suisse is a leading global wealth manager with strong investment banking and asset management capabilities. Founded in 1856, Credit Suisse has expanded to be a global force employing over 45,000 people in 50 countries. With new leadership, a new strategy and a streamlined global organization, we are set for growth. We partner across businesses, divisions and regions to create innovative solutions to meet the needs of our clients—and to help our employees grow. It is a high priority for us to continually invest in our employees by providing ongoing opportunities for training, networking and mobility. Join us and let's shape the future of Credit Suisse together.We Offer Chief Compliance & Regulatory Affairs Division (CCRO) provides compliance support to all business divisions and Shared Services functions across all regions of the bank. Our goal is to protect the reputation of Credit Suisse by ensuring that employees have the necessary tools and know-how to align with all applicable internal policies and external rules and regulations. We support all areas of the business as they undertake the meaningful task of leading their legal and regulatory risks. In addition to our advisory role, we develop and issue policies, conduct compliance training and perform monitoring and surveillance activities.
The Core Compliance Services function, oversees the global framework and enterprise wide standards related to the mandated disciplines (Trade Surveillance, Suitability & Appropriateness, Compliance Reviews, Communication Surveillance, Policy & Training, Disciplinary, Registrations, Whistleblowing).
Reporting into the Global Head of Monitoring and Testing, we are offering an exciting role of Assistant Vice President to support two areas: Quality Assurance Reviews (CCRO Testing) and Systems Project Management. The scope of the role will include executing thematic and other types of internal reviews across CCRO divisions to test the sustainability of the control environment as well as project responsibility supporting the Monitoring and Testing lifecycle located in Raleigh. The scope of the role will include:
QA and Testing
Perform Quality Assurance Reviews, Self-Assessments and ongoing Quality Assurance Checks include scoping, test execution, issue identification and report issuance.
Review and verify compliance with applicable policies and procedures demonstrating existing risk assessment processes and other drivers of the annual plan.
Work with business partners to provide solutions to improve the program.
Testing of business requirements; conducting deep dive analyses, gap analyses and proposing responses.
Development and execution of user training and business partner communications as well as coordination of ongoing user support.
You will be expected to undertake this role for a minimum 3 years.
Credit Suisse maintains a Working Flexibility Policy, subject to the terms as set forth in the Credit Suisse United States Employment Handbook.You Offer
You have 10 years of compliance, regulatory, or audit experience including experience in Investment Banking, Private Banking and/or Asset Management
You have consistent track record in Project Management and IT implementations from a Business/Change perspective, with experience in Agile Project Approach
You have the ability to establish and maintain positive working relationships with peers, management, project team, key business partners and clients
You have exceptional written, verbal communication and platform presentation skills
You have an experienced user of MS Office toolset, especially Power Point and Excel
You are self-motivated and shown ability to work with little supervisionCredit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success. Credit Suisse complies with applicable federal, state, and local laws prohibiting discrimination in employment in every jurisdiction in which it maintains facilities. Subject to applicable law and regulatory requirements, Credit Suisse complies with state and local laws regarding considering for employment qualified individuals with criminal histories.
About the company
Credit Suisse is a global financial services company providing Private Banking & Wealth Management services, and Investment Banking services and expertise, to companies, institutions and high-net-worth clients. We are active in more than 50 countries and employ over 46,000 people.
It’s our aim to build the bank of the future at Credit Suisse—to work as one integrated bank, servicing our clients across regions and businesses. It also means fulfilling our responsibility to help shape the global economy, and to make a difference in people’s lives.
We offer roles for experienced professionals and entry-level hiring programs in a variety of business areas. You will have the chance to make an impact from day one, and throughout your career with us, you will benefit from cross-business and international mobility opportunities.